UBS Wealth Management customers get $4.8M award from lawsuit
August 19, 2019
An arbitration panel awarded customers of UBS Wealth Management in Puerto Rico more than $4.8 million in their lawsuit against the brokerage firm, according to law firm Shepherd, Smith, Edwards & Kantas. The firm has ...
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UBS ordered to pay some $19M in losses related to UBS’s P.R. bond funds
October 31, 2018
UBS has been ordered to pay tens of millions of dollars in various arbitration claims to date, including awards of approximately $9 million, $15 million, $18 million, and now $19 million.
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Lawyers: UBS hit with $18M FINRA arbitration verdict
December 6, 2016
UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico were slammed with an $18 million arbitration verdict by the Financial Industry Regulatory Authority released Monday, legal firm Sonn and Erez PLC confirmed ...
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